Daily Compliance News

Tom Fox

About

Start your morning with Tom Fox, the Compliance Evangelist and Voice of Compliance who gives you an update on what is happening in the world of compliance. In five minutes, Tom reviews four of the top compliance, corruption or stories of business ethics you need to start your day. Grab a cup of copy, and stay in the loop!

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1132 episodes

August 10, 2022 the Boston Scientific Announces FCPA Investigation edition

In today’s edition of Daily Compliance News: China company accused of shipping to Iran. (WSJ) Boston Scientific announces FCPA probe in Vietnam. (Medical Design and Outsourcing) Guatemala is now going after the press that reports on corruption. (NYT) BitMEX employee guilty plea in AML violations. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

6m
Aug 10
August 9, 2022 the Mar-a-Lago Searched edition

In today’s edition of Daily Compliance News: ·       Mar-a-Lago searched by FBI.  (Everyone) ·       DOT penalizes crypto mixer for laundering NKorean money.  (WaPo) ·       Belts and roads was always a fraud.  (NYT) ·       Taiwan tough insurance issue. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

6m
Aug 09
August 8, 2022 the Morgan Stanley Settles edition

In today’s edition of Daily Compliance News: ·       Ex-PR gov arrested on corruption charges. (Bloomberg) ·       Morgan Stanley settles FTC, CFTC enforcement actions.  (Reuters) ·       Top 10 least corrupt countries in Africa.  (Business Insider) ·       OBGs avoided forced birth states. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Aug 08
August 6, 2022 the Sgt. Schultz edition

In today’s edition of Daily Compliance News: ·       Glencore CEO – “I know nothing.” (Bloomberg) ·       Project Veritas loses to Stanford.  (Reuters) ·       Dechert spanked for ENRC damages. (MLex) (sub req’d) ·       Musk says it is Twitter who committed fraud. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

6m
Aug 06
August 5, 2022 the Oops edition

In today’s edition of Daily Compliance News: The jury picked in ex Blue Bell CEO criminal case. (Food Safety News) SEC addresses COIs. (Reuters) Binance investigation teams bitches about news coverage. (CoinDesk) Alex Jones's lawyers ‘accidentally’ sent all his texts to opposing counsel. (Houston Chronicle) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Aug 05
August 4, 2022 the Bain Barred edition

In today’s edition of Daily Compliance News: What’s the cost of a data breach? (Third-Party Trust) AG to investigate companies that evaluate ESG. (Reuters) Bain was barred from working for the UK government. (FT) Former Mexico President under investigation for money laundering. (France24) Learn more about your ad choices. Visit megaphone.fm/adchoices

6m
Aug 04
August 3, 2022 the Bringing Corruption Back edition

In today’s edition of Daily Compliance News: ·       Trump allies seek to reinstitute patronage to the civil service. (Politico) ·       Corruption in the Italian judiciary.  (GAB) ·       Of wildfires and compliance. (WSJ) ·       Bribery allegation against Rick Pitino. (SI.com) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Aug 03
August 2, 2022 the We Are the Champions edition

In today’s edition of Daily Compliance News: Does corruption increase depression? (Dovetail Press) ESG and Insurance. (Reuters) Deshaun Watson gave 6 game suspension. (com) English women bring it home. (ESPN) Learn more about your ad choices. Visit megaphone.fm/adchoices

6m
Aug 02
August 1, 2022 the Farewell to Lt. Uhuru edition

In today’s edition of Daily Compliance News: ·       UAW trying to shed legacy of corruption.   (NYT) ·       Former Blue Bell CEO goes to trial.  (Reuters) ·       Bill Russell passes. (AndScape) ·       Nichelle Nichols dies. (The Hollywood Reporter) Learn more about your ad choices. Visit megaphone.fm/adchoices

9m
Aug 01
July 30, 2022 the Bend Every Rule edition

In today’s edition of Daily Compliance News: ·       Why Rotterdam balked.   (NYT) ·       No deal, no audit.  (Reuters) ·       Lawsuit over SEC whistleblower award. (WSJ) ·       Debt markets must pay attention to corruption. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jul 30
July 29, 2022 the Dan Snyder Testifies edition

In today’s edition of Daily Compliance News: ·       Dan Snyder testifies.   (Bloomberg) ·       Ukraine appoints ABC prosecutor. (Reuters) ·       DOJ is teaming up with NLRB for recalcitrant employers. (WSJ) ·       Booz Allen settles the no-poach claim. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

6m
Jul 29
July 28, 2022 the Take the SFO Seriously edition

In today’s edition of Daily Compliance News: UK needs to take SFO (and fraud) seriously. (FT) Neymar (et al) to stand trial for fraud in transfer to Barca. (ESPN) Credit Suisse to conduct a strategic review. Will it include compliance? (WSJ) Musk wants more time to prepare for trial (yet again). (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

6m
Jul 28
July 27, 2022 the Mexico Addressing Corruption edition

In today’s edition of Daily Compliance News: Is Mexico finally addressing corruption? (KRWG) SEC won’t accept restrictions on Chinese audits. (Reuters) KPMG fined by UK audit watchdog. (WSJ) Kraken is under investigation for sanctions violations. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

5m
Jul 27
July 26, 2022 the Extradition edition

In today’s edition of Daily Compliance News: ·       3 Charged in Ecuadorian Bribery and ML Scheme.   (DOJ Press Release) ·       South Africa asks UAE to extradite Guptas.  (US News and World Reports) ·       Banks moving to ComTech. (WSJ) ·       WWE to restate results. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jul 26
July 25, 2022 The Vince McMahon Retires Edition

In today’s edition of Daily Compliance News: ·       VW CEO retires.   (NYT) ·       Vince McMahon retires. NYT) ·       My Big-Coin founder guilty of crypto fraud. WSJ) ·       Uber avoids prosecution in the hacking cover- p. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jul 25
July 23, 2022 the Child Labor in Alabama edition

In today’s edition of Daily Compliance News: · The US blacklists former Paraguayan President.   (Al-Jazeera) · An Arab Spring for South Africa? (Bloomberg) · SEC says crypto is unregulated securities. (WaPo) · Hyundai used child labor in Alabama. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

6m
Jul 23
Daily Compliance News: July 22, 2022 the Serious Farce edition

In today’s edition of Daily Compliance News: ·       SFO skewered in UK report.   (The Law Society Gazette) ·       Chinese government begins takeover of HSBC.  (WSJ) ·       Twitter spy trial begins. (NYT) ·       Credit Suisse agrees to pay defraud bondholders from Tuna Bond case. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

6m
Jul 22
July 21, 2022 the JPMorgan Whistleblower Headed to Trial edition

In today’s edition of Daily Compliance News: ·       Banks turning to AI more and more for compliance issues.   (WSJ) ·       JPMorgan whistleblower headed to trial.  (Bloomberg) ·       Corruption concerns in Ukraine rear ugly head. (NPR) ·       Gibson Dunn accuses King & Spalding. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jul 21
July 20, 2022 the Going to Trial edition

In today’s edition of Daily Compliance News: ·       Twitter-Musk trial set for October.   (WSJ) ·       Italian prosecutor drops ENI acquittal appeal.  (MarketWatch) ·       Layoffs hit crypto compliance personnel. (WSJ) ·       DOJ puts Amazon and civil litigants in ‘Time Out’. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jul 20
July 19, 2022 the Like a Good Neighbor edition

In today’s edition of Daily Compliance News: ·       Clean up your China Supply Chain now.   (WSJ) ·       Why US has stake in Mexico ABC efforts.  (Albuquerque Journal) ·       BOA reserves $200MM. (Reuters) ·       Europe prepares for heat apocalypse. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jul 19
July 18, 2022 the Warp Speed Trial edition

In today’s edition of Daily Compliance News: ·       EU has mega-deal stopper in sight.   (Retuers) ·       Miscarriage health treatments next in line.  (NYT) ·       Musk seeks to block ‘warp speed’ trial. (Bloomberg) ·       Texas House blames all law enforcement at Uvalde. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jul 18
July 16, 2022 the How to Stop Cheating edition

In today’s edition of Daily Compliance News: ·       FRC orders accounting firms to say how they will stop cheating.  (FT) ·       Uber sued over sexual assault claims.  (BBC) ·       ABB employees and wives arrested for South African corruption. (Bloomberg) ·       DOT publishes fact sheet on Russia Sanctions. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jul 16
July 15, 2022 the To Die In Texas edition

In today’s edition of Daily Compliance News: ·       Using blockchain to disrupt corruption.  (CityAM) ·       SEC looking into Musk’s actions re: Twitter.  (NYT) ·       Whistleblower protections for reporting aliens. (Politico) ·       State of Texas sues to block fed order on abortions to save mother’s lives. (Retuers) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jul 15
July 14, 2022 the Bob, Dodge and Weave edition

In today’s edition of Daily Compliance News: Snyder continues to dodge the Congressional subpoena. (WSJ) Yet more corruption in Iran (are you surprised?) (WaPo) SEC wins gag order ruling, maybe. (Reuters) What’s $79bn among execs? (BBC) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jul 14
July 13, 2021 the Ruin Your Life edition

In today’s edition of Daily Compliance News: ·       DOJ moving to prevention in white collar crime.  (WSJ) ·       Corrupt former Herbalife exec defaults on SEC suit. (WSJ) ·       Corruption will ruin your life. (FCPA Blog) ·       Is the PGA anti-competitive? The DOJ is asking. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jul 13
July 12, 2021 the Shelly on Corruption edition

In today’s edition of Daily Compliance News: ·       Percy Bysshe Shelly on corruption.  (The Guardian) ·       How to survive the summer travel fiasco. (NYT) ·       Failure to disclose can cost you a government contract. (Reuters) ·       Uber whistleblower comes forward. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jul 12
July 11, 2022 the Musk Pulls Out edition

In today’s edition of Daily Compliance News: ·       Musk cancels Twitter purchase?  (WSJ) ·       Defendants walk on DOJ price-fixing case. (Law360) ·       SEC wants more disclosures on Ukraine War impact. (Reuters) ·       FIFA chiefs found not guilty. (ESPN) Learn more about your ad choices. Visit megaphone.fm/adchoices

6m
Jul 11
July 1, 2022 the Banish TikTok Edition

In today’s edition of Daily Compliance News: ·      FCC Member Carr asks FB and Google to banish TikTok. (WSJ)   ·      U.K. Fines Johnson Matthey Subsidiary Over Syria Sanctions. (WSJ) ·      SCt guts EPA, Clean Air Act.  (NYT) ·      DOJ to investigate NYPD Sex Crimes Unit.  (Bloomberg) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jul 01
June 30, 2022 the DOJ Dismisses Bribery Case Edition

In today’s edition of Daily Compliance News: DOJ dismisses the Haitian bribery case. (WSJ) Do LatAm ABC fight losing steam? (Nearshore America) FT opines Ramaphosa has not done enough re: Corruption. (FT) Wells Fargo shareholder sues over sham diversity program. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

6m
Jun 30
June 29, 2022 the Spies, Lies and Money-Laundering Edition

In today’s edition of Daily Compliance News: ·      Credit Suisse found guilty. (FT)   ·      EY hit with $100MM fine for cheating. (WSJ) ·      Uber ex-security chief facing criminal fraud charges.  (Reuters) ·      Does Cfius review include corruption?  (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

7m
Jun 29