As the strongest U.S. IPO market in decades continues unabated, it seems a good time to talk about underwriter’s compensation.  FINRA Rule 5110 (Corporate Financing Rule – Underwriting Terms and Arrangements) governs the compensation that may be received by an underwriter in connection with a public offering. Rule 5110 – The “Corporate Financing Rule” Rule 5110 regulates underwriting compensation and prohibits unfair Read the full article...

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